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Global Financial Crimes Specialist

Bank of America | Jersey City NJ 07310 USA | Full Time | Posted: 03/24/2020

Job Descriptiontop

Job Description:

The Global Financial Crimes (GFC) Specialist role will support execution of compliance and operational risk processes used to identify and mitigate risks associated with anti-money laundering (AML), counter terrorist financing, economic sanctions, and fraud for the Institutional desks within the Global Markets business.   Role will partner with business, operations and other financial crimes teams to analyze business processes, internal controls, client behavior and transaction trends.   Candidate will be responsible for execution of monitoring routines; evaluation of test results; execution of data, process and system analysis in support of risk assessment activities; identification of risks and issues to improve the control environment; and other aspects of facilitating the Financial Crimes compliance and operational risk program.   Program is focused on the institutional sales and trading business’ adherence to requirements for understanding their client base, detecting and referring potential suspicious activity to compliance to support internal policy requirements, as well as external laws, rules, and regulatory guidance.

Required Skills:

  • 3+ years professional work experience, including at least 3 years of broker-dealer experience
  • Institutional sales and trading experience in the front, middle or back office; or, Securities Compliance for a broker-dealer
  • Excel, SQL and other analytics tools
  • Proficiency with MS Office programs and ability to quickly learn proprietary technology applications
  • Bachelor’s Degree or equivalent work experience

Desired Skills:

  • SIE or Series 7, Series 3
  • Knowledge of anti-money laundering (AML) regulation and guidance for broker-dealers
  • Certified Anti-Money Laundering Specialist (CAMS) certification
  • Knowledge of FICC or Equity products and services and/or Prime Brokerage 
  • Knowledge of trading and settlement systems, clearing, asset custody, wire payment or funds transfer systems

Shift:

1st shift (United States of America)

Hours Per Week:

40

Job Detailstop

Location Jersey City, NJ, 07310, United States
Categories Education/Instructor/Training

Location Maptop

Contact Informationtop

Contact Name -
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Job Code 19060728-1
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