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Audit Supervisor – Wealth and Investment Management

Bank of America | Pennington NJ 08534 USA | Full Time | Posted: 03/24/2020

Job Descriptiontop

Job Description:

Responsible for executing multiple areas of test work during audit activities. Utilizes sound analytical skills and possesses product, business, and technical expertise to execute assigned audit testing responsibilities. Independently executes audit test work on assigned audits and demonstrates sound project management skills. Raises issues and concerns and makes recommendations for severity ratings. Assesses issues for impact to business processes, controls and strategies, recommends severity ratings and escalation of broad themes or trends. Works with team and provides input to draft quality audit reports and supports sharing audit results with business leaders. Begins to establish business partner relationships; primary engagement is with line management. Exercises critical thinking and judgment to effectively influence management to improve the control environment. Actively supports peers and audit team with development as part of on the job training during audit execution. Fosters a positive and inclusive work environment.

Required skills:

  • 3+ years of experience in trust administration, wealth management and investment management complex businesses.
  • Control testing, risk management, or compliance experience.
  • Candidate should also be familiar with Regulation 12CFR 9 Fiduciary Activities of National Banks and key securities industry regulations
  • Good understanding of asset/investment management services and supporting operations within wealth management business.
  • Excellent risk assessment skills.
  • Excellent verbal and written communication skills; required to interact with management and process owners.
  • Ability to work in team environment.
  • High quality execution.
  • Critical thinker, high energy, intellectually curious.
  • Bachelors degree

Desired skills:

  • Certified Fiduciary & Investment Risk Specialist, CFA, Certified Trust and Financial Advisor or other investment related licensing


1st shift (United States of America)

Hours Per Week:


Job Detailstop

Location Pennington, NJ, 08534, United States
Categories Education/Instructor/Training

Location Maptop

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Job Code 19050564-2

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